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Services Through Life's Transitions

We understand, based on our own transitions in life, that the journey can be difficult and as well rewarding depending on the planning and support we have along the way. We have seen our friends and families struggling to find the kind of support that is more than financial; it includes empathy and compassion for the individual and family. 

Communication is key and a skill that we pride ourselves in by listening and really hearing to better address near, mid, and long-term goals. Our services are provided in the context of an on-going collaborative communication process unique to each of our clients.

Along the way, we educate our clients about financial concepts and products, and take the mystery out of investing, insurance, estate conservation, and preserving wealth.

We are confident that with our understanding of personal finance, coupled with our training as financial professionals, we can help to better prepare for life’s transitions.


Multi-Strategy Investment Portfolios

Individual and Joint Investment Accounts



Mutual Funds

Exchange Traded Funds (ETFs)

Educational IRA (Coverdell Education Savings)

Traditional IRA

Roth IRA


Simple IRA

Beneficiary IRA

Retail Brokerage Accounts

Government Securities

Alternative Investments (Not in Stock Market)

College 529 Plans

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Financial Planning

Goal Based Financial Planning :

Included with Advisory Fee-Based Accounts utilizing AssetMark "Wealthbuilder"

Updated Annually

Formal and Deliverable Financial Plans priced separately:

Retirement and Estate Planning - $2500

High Net Worth Financial Plans Coordinated with Client Legal and Tax Professionals - $5,000-$10,000

Small Business Planning- $5,000 -$10,000

Succession and Exit Planning 

Funding plans for Buy - Sell Agreements

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Disability Income Insurance

Life Insurance

Universal Life

Variable Universal Life

Long-Term-Care Insurance

Fixed Annuities

Fixed Index Annuities

Variable Annuities

Small Business Heath Insurance

Small Business Employee Benefits

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For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.   |  714-852-0220